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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Riley Investment Management LLC 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES, CA US 90025 |
X | |||
RILEY BRYANT R 11100 SANTA MONICA BLVD., SUITE 800 LOS ANGELES, CA US 90025 |
X | |||
Riley Investment Partners LP 11100 SANTA MONICA BLVD., SUITE 800 SANTA MONICA, CA US 90025 |
X | |||
B. Riley & Co., LLC 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES, CA US 90025 |
X | |||
MILLER LLOYD I III 2550 GORDON DRIVE NAPLES, FL US 34102 |
X | |||
Telecom Global, Inc. 4800 WESTFIELDS BLVD. CHANTILLY, VA US 20151 |
X |
/s/ Bryant Riley, Managing Member | 09/03/2010 | |
**Signature of Reporting Person | Date | |
/s/ Bryant R. Riley | 09/03/2010 | |
**Signature of Reporting Person | Date | |
Riley Investment Partners, LP; By: Riley Investment Management LLC; by: /s/ Bryant R. Riley, Managing Member | 09/03/2010 | |
**Signature of Reporting Person | Date | |
B. Riley and Co., LLC; By: /s/ Bryant R. Riley, Chairman | 09/03/2010 | |
**Signature of Reporting Person | Date | |
/s/ Lloyd I. Miller, III | 09/03/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This form is filed jointly by Riley Investment Partners, LP ("RIP"), B. Riley and Co., LLC ("BRC"), Riley Investment Management LLC ("RIM"), Telecom Global, Inc. ("TGI"), Bryant R. Riley ("Mr. Riley") and Lloyd I. Miller, III ("Mr. Miller"). As members of a section 13(d) group that owns more than 10% of the outstanding shares of the Issuer, each of RIP, BRC, RIM, TGI, Mr. Riley and Mr. Miller may be deemed to be 10% owners of the Issuer. |
(2) | Held directly by RIP. RIM has sole investment and voting power over the shares held by RIP. Mr. Riley is the managing member of RIM. Accordingly, RIM and Mr. Riley may be deemed to beneficially own the shares held directly by RIP. Each of RIM and Mr. Riley disclaim beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. |
(3) | As manager of Milfam II L.P. ("Milfam II"), Mr. Miller has voting and dispositive power over the shares held by Milfam II. Mr. Miller disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that Mr. Miller is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing. |
(4) | Held by Mr. Riley in a joint account with Spouse. |
(5) | Held in client accounts managed by RIM over which RIM has sole investment and voting power. Mr. Riley is the managing member of RIM. Accordingly, RIM and Mr. Riley may be deemed to beneficially own such shares. Each of RIM and Mr. Riley disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. |